| Advaxis Inc | wt | ADXSW |
| Ambac Financial Group Inc | wt | AMBCW |
| Boston Private Finl Hldgs | wt | BPFHW |
| Cathay General Bancorp | wt | CATYW |
| Chanticleer Holdings Inc | wt | HOTRW |
| Chart Acquisition Corp | wt | CACGW |
| Cresud S.A.C.I.F. y A. | wt | CRESW |
| First Financial Bancorp | wt | FFBCW |
| Galectin Therapeutics Inc | wt | GALTW |
| Garnero Group Acquisition | wt | GGACW |
| Levy Acquisition Corp | wt | LEVYW |
| Micronet Enertec Tchnlgys | wt | MICTW |
| Northwest Biotherapeutics | wt | NWBOW |
| Oxbridge Re Holdings Ltd | wt | OXBRW |
| Quotient Ltd | wt | QTNTW |
| Repros Therapeutics Inc | wt ser A | RPRXW |
| Repros Therapeutics Inc | wt ser B | RPRXZ |
| RiceBran Technologies | wt | RIBTW |
| RiT Technologies Ltd | wt | RITTW |
| S&W Seed Co | wt ser B | SANWZ |
| Signature Bank Corp | wt | SBNYW |
| Texas Cap Bancshares Inc | wt | TCBIW |
| TrovaGene Inc | wt | TROVW |
| Valley National Bancorp | wt | VLYWW |
| Vringo Inc | wt | VRNGW |
| Washington Federal Inc | wt | WAFDW |
| Wintrust Financial Corp | wt | WTFCW |
| XG Technology Inc | wt | XGTIW |
| Zions Bancorporation | wt | ZIONW |
| Zions Bancorporation | wt | ZIONZ |