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Address: 2930 - 181 Bay St
Toronto ON M5J 2T3
Phone: 416 642 6008
Fax: 416 642 6001
Website:
https://www.bromptongroup.com
Warrant Symbol - RBN.WT.A
Number Trading - 9.25 million
Expiration Date - August 25,
2011
Cusip -
Exercise Price - $11.33
Warrant Symbol - RBN.WT
Number Trading - 13 million
Expiration Date - June 25, 2010
Cusip - 095819 11 6
Exercise Price - $9.62
Warrants called to trade news:
Blue Ribbon to list 9.25
warrants on TSX
2011-04-11 18:28 MT - Warrants
Called to Trade
Blue Ribbon Income Fund will
list 9.25 million warrants on
the Toronto Stock Exchange on a
"when-issued" basis on April 13,
2011, according to the TSX. As
in a March 31, 2011, news
release, Blue Ribbon plans to
issue two warrants for every
five units held. One warrant
entitles the holder to buy a
unit at $11.33 before 5 p.m.
(Toronto time) on Aug. 25, 2011.
The ex distribution date is
April 13, 2011.
Blue Ribbon Income to list 13
million warrants
2010-03-03 17:39 MT - Warrants
Called to Trade
TSX bulletin 2010-0265
Holders of units (symbol:
RBN.UN) of Blue Ribbon Income
Fund of record as of the close
of business on March 9, 2010,
will be issued transferable
warrants, on the basis of one
warrant for every two units
held. Each warrant entitles the
holder to purchase one unit at
the warrant exercise price of
$9.62. The warrants may be
exercised commencing on March
10, 2010, and at any time at or
prior to 5 p.m. (Toronto time)
on June 25, 2010. Warrants not
exercised by the warrant expiry
time will be void and of no
value.
read more... || collapse
The units of the fund will
commence trading on an ex
distribution basis at the
opening on March 5, 2010, at
which time up to 13 million
warrants will be posted for
trading on a when-issued basis,
under the following trading
information:
Symbol: RBN.WT
Cusip: 095819 11 6
Trading currency: Canadian
Designated market-maker:
National Bank Financial Inc.
Other markets: None
Additional information on the
warrant offering may be found in
the fund's prospectus dated Feb.
24, 2010, which is available at
SEDAR. Capitalized terms used
but not otherwise defined are as
defined in the prospectus.
All unitholders hold their units
through a CDS participant. As a
result, registration of
interests in and transfers of
warrants and units issuable upon
exercise of the warrants will be
made only through the book-entry
only system of CDS Clearing and
Depository Services Inc.
Beneficial holders must arrange
exercises or transfers of
warrants through a CDS
participant. The fund expects
that each unitholder will
receive a confirmation of the
number of warrants issued to
such unitholder from their CDS
participant in accordance with
the practices and procedures of
that CDS participant.
A beneficial holder of warrants
may subscribe for a whole number
of units by instructing the CDS
participant holding the
subscriber's warrants to
exercise all or a specified
number of such warrants and
forwarding the subscription
price for each unit subscribed
for in accordance with the terms
of the offering and the warrant
indenture to the CDS participant
which holds the subscriber's
warrants.
The subscription price is
payable in Canadian funds and
all payments must be forwarded
to the appropriate office of the
CDS participant. The entire
subscription price for units
subscribed for must be paid at
the time of subscription and
must be received by the warrant
agent prior to the date of the
exercise of the warrants.
Accordingly, a subscriber
subscribing through a CDS
participant must deliver its
payment and instructions
sufficiently in advance of the
expiry date to allow the CDS
participant to properly exercise
the warrants on such
subscriber's behalf. Units will
be issued on a fully paid basis
only. units not issued prior to
the closing of the record books
on a distribution record date
will not be eligible to receive
the applicable distribution.
Beneficial holders of warrants
are encouraged to contact their
CDS participant as CDS
participants may have an earlier
cut-off time.
Each holder of warrants that
subscribes for units to which
such holder is entitled pursuant
to the basic subscription
privilege may, at any time
during the exercise period,
subscribe for additional units
pursuant to the additional
subscription privilege, if
applicable, at a price equal to
the subscription price for each
additional unit. Holders of
warrants will not be required to
fully exercise all of their
warrants under the basic
subscription privilege in order
to be eligible for the
additional subscription
privilege.
To apply for additional units
under the additional
subscription privilege, a
beneficial holder of warrants
must forward their request to a
CDS participant. Payment for
additional units must accompany
the request when it is delivered
to the CDS participant.
Accordingly, the subscriber must
deliver payment and instructions
sufficiently in advance of the
expiry date to allow the CDS
participant to properly exercise
warrants on such subscriber's
behalf and apply for additional
units under the additional
subscription privilege, as
applicable. Payment in full of
the subscription price must be
received by the warrant agent
prior to 5 p.m. (Toronto time)
on the expiry date, failing
which the subscriber's
entitlement to such units will
terminate. Any excess funds will
be returned by mail or credited
to a subscriber's account with
its CDS participant, without
interest or deduction.
The units are not registered
under the United States
Securities Act of 1933, as
amended. The offering is made in
Canada and not in the United
States. The offering is not, and
under no circumstances is to be
construed as, an offering of any
units for sale in the United
States or an offering to or for
the account or benefit of any
U.S. person or a solicitation
therein of an offer to buy any
securities. Accordingly, the
warrants may not be distributed
to unitholders located in the
United States, and no
subscriptions will be accepted
from any person, or their agent,
who appears to be, or who the
fund has reason to believe is,
resident in the United States.
It is expected that CDS
participants will, prior to the
expiry date, attempt to sell for
beneficial holders of warrants
resident in the United States
the warrants allotable to such
beneficial holders at the price
or prices it determines in its
discretion. Any proceeds
received by the CDS participant
with respect to such warrants
are expected to be delivered by
the CDS participant as soon as
practicable to such beneficial
holders.
All unitholders whose recorded
address is outside of Canada,
other than those unitholders who
confirm their eligibility to
receive and exercise warrants,
are advised that their warrants
will be held by their CDS
participant for the account of
such unitholders. It is expected
that the CDS participant will,
prior to the expiry date,
attempt to sell for such
unitholders the warrants
allotable to such unitholders at
the price or prices it
determines in its discretion.
Any proceeds received by the CDS
participant with respect to such
warrants are expected to be
delivered by the CDS participant
as soon as practicable to such
unitholders.
The fund will pay a warrant
exercise fee equal to 15 cents
per warrant at the time the
warrant is exercised to the CDS
participant whose client is
exercising the warrant.
The warrants will be issued
under and governed by the terms
of a warrant indenture dated
Feb. 26, 2010, between the fund
and Computershare Trust Company
of Canada as warrant agent. The
warrant indenture provides for
appropriate adjustments to the
warrants in the event of stock
dividends, subdivisions,
consolidations and other forms
of capital reorganization.
The Toronto Stock Exchange has
been advised that a group of
securities dealers or brokers
has not been formed at this
time.
